Anti-Money Laundering Investigator - job 1 of 5

Job Summary

A company is looking for an Anti-Money Laundering Investigator (Brokerage).

Key Responsibilities:

• Analyze transactional data for suspicious activity and money laundering patterns
• Conduct internal/external research on customers and pull transactional records from bank systems
• Investigate findings and draft Suspicious Activity Reports (SAR) as necessary

Required Qualifications:

• US banking experience is required
• Preferred FINRA licenses include SIE or Series 7, Series 4, Series 24
• Knowledge of retail and/or institutional brokerage products and compliance regulations
• Experience in securities trading involving equities, bonds, options, and futures contracts
• Understanding of transaction analysis related to FINRA Red Flags and associated risks