Regulatory Compliance Manager - job 1 of 6

Job Summary

A company is looking for a Regulatory Compliance Manager to ensure compliance with federal and state consumer financial services laws and regulations.

Key Responsibilities

• Oversee vendor risk management, including onboarding and due diligence reviews
• Implement risk-based compliance monitoring and testing plans, and support audits and regulatory examinations
• Monitor changes in laws and regulations, advising on compliance policy development and training initiatives

Required Qualifications

• Bachelor's degree in business, finance, legal studies, or related field
• CRCM or similar professional certification preferred
• 5-7 years of experience in compliance, risk management, and vendor oversight in financial services
• Strong experience with compliance monitoring/testing programs and knowledge of regulatory frameworks
• Experience with compliance management platforms (e.g., GRC tools)