Compliance Officer II - job 1 of 8

Job Summary

A company is looking for a Compliance Officer.

Key Responsibilities

• Develop, administer, and monitor the implementation of a Compliance Management System (CMS)
• Lead compliance risk assessments and issue management for assigned business lines and FinTech partners
• Assist in regulatory examinations and compliance-related audits, providing clear reporting to compliance leadership

Required Qualifications, Training, and Education

• 8+ years of relevant experience in compliance, risk management, audit, or legal roles in the financial services industry
• Bachelor's degree or equivalent combination of education, professional certification, and/or experience
• Certified Regulatory Compliance Manager (CRCM) designation, or ability to obtain within one year
• Broad knowledge of financial services and compliance laws and regulations
• Leadership experience in compliance and regulatory examination processes