FINRA Registration Specialist

Job Summary

A company is looking for a FINRA Registration Specialist.

Key Responsibilities

• Process and maintain securities registrations and insurance licenses for associated individuals
• Maintain database systems to support and report on registration and licensing processes
• Provide accurate responses to registration and licensing issues and assist in training new personnel

Required Qualifications

• High school diploma or equivalent
• 2+ years of experience in compliance, regulatory, investment, or insurance industry support
• Knowledge of securities and insurance industry regulations
• Experience with complex databases and strong computer skills
• Ability to work in a self-directed manner with strong organizational skills