Trader - Broker Dealer Operations

Job Summary

A company is looking for a Trader - Broker Dealer Operations.

Key Responsibilities

• Monitor and trade advisory accounts on a daily basis
• Process trading for new accounts and manage distribution requests according to guidelines
• Perform daily reconciliation and accounting to support the advisory business

Required Qualifications

• Working knowledge of financial markets, including equities and fixed income
• Trading experience with stocks, bonds, and mutual funds preferred
• Knowledge of investment management operations and trading systems
• FINRA Series 7 and 63/65 or 66 required
• Experience with NetX360 and Orion is required