Brokerage AML Investigator - job 1 of 2

Job Summary

A company is looking for an Anti-Money Laundering Investigator.

Key Responsibilities

• Analyze transactional data to identify suspicious activity and money laundering
• Retrieve transactional records and conduct thorough customer research
• Draft comprehensive Suspicious Activity Reports (SAR) and manage case volumes

Qualifications

• Bachelor's degree or higher required (or equivalent experience in financial services, investigative service, or law enforcement)
• Minimum 5 years of relevant business and functional experience
• At least 3 years' experience in AML investigations and SAR writing
• Proven experience with AML investigations in brokerage accounts and/or retail banking environments
• Strong knowledge of brokerage products and FINRA compliance rules