FINRA Series 7 Licensed RIA Specialist

Job Summary

A company is looking for a RIA Senior Specialist to provide customer service and operational support.

Key Responsibilities

• Handle incoming calls related to various financial products and services
• Provide subject matter expertise on operational processes and assist in training new staff
• Identify and resolve operational and compliance issues while implementing process improvements

Required Qualifications

• Bachelor's degree and/or equivalent experience
• 1-2 years of relevant experience in the financial industry
• Strongly prefer FINRA Series 7 license
• Knowledge of the managed account industry
• Proficiency with Microsoft Office