Brokerage AML Investigator - job 1 of 7

Job Summary

A company is looking for a Brokerage AML Investigator.

Key Responsibilities

• Analyze transactional data for suspicious activity, fraudulent transactions, and money laundering patterns
• Conduct internal/external research on customers and manage case investigations
• Draft Suspicious Activity Reports (SAR) and report daily production completion to Team Leads

Required Qualifications

• Bachelor's Degree or higher is required
• Minimum 5 years of business and functional experience
• Minimum 3 years of experience in AML and transactional analysis
• US banking experience is a must
• FINRA licenses (SIE or Series 7, Series 4, Series 24) are preferred